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Measuring Financial Advice: aligning client elicited and revealed risk
By measuring both elicited and revealed risk using the same measure, we can determine how well a client's portfolio aligns with their stated goals.
Know Your Clients' behaviours: a cluster analysis of financial transactions
In Canada, financial advisors and dealers are required by provincial securities commissions and self-regulatory organizations--charged with direct regulation over investment dealers and mutual fund dealers--to respectively collect and maintain Know Your Client (KYC) information, such as their age or risk tolerance, for investor accounts.
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