Trace Encoding in Process Mining: a survey and benchmarking

5 Jan 2023  ·  Sylvio Barbon Jr., Paolo Ceravolo, Rafael S. Oyamada, Gabriel M. Tavares ·

Encoding methods are employed across several process mining tasks, including predictive process monitoring, anomalous case detection, trace clustering, etc. These methods are usually performed as preprocessing steps and are responsible for transforming complex information into a numerical feature space. Most papers choose existing encoding methods arbitrarily or employ a strategy based on a specific expert knowledge domain. Moreover, existing methods are employed by using their default hyperparameters without evaluating other options. This practice can lead to several drawbacks, such as suboptimal performance and unfair comparisons with the state-of-the-art. Therefore, this work aims at providing a comprehensive survey on event log encoding by comparing 27 methods, from different natures, in terms of expressivity, scalability, correlation, and domain agnosticism. To the best of our knowledge, this is the most comprehensive study so far focusing on trace encoding in process mining. It contributes to maturing awareness about the role of trace encoding in process mining pipelines and sheds light on issues, concerns, and future research directions regarding the use of encoding methods to bridge the gap between machine learning models and process mining.

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